SR-FINRA-2024-004
Proposed Rule Change to Amend FINRA Rule 6730 (Transaction Reporting) to Reduce the 15-Minute TRACE Reporting Timeframe to One Minute
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 6730 to reduce the 15-minute TRACE reporting timeframe to one minute, with exceptions for member firms with de minimis reporting activity and for manual trades.
| Title | Format - Size | Status |
|---|---|---|
| Text of the Proposed Rule Change | PDF - 12.54 MB | |
| Federal Register Notice | PDF - 274.54 KB | |
| Notice of Designation of Longer Period for Commission Action | PDF - 135.88 KB | |
| Order Instituting Proceedings To Determine Whether To Approve or Disapprove | PDF - 244.93 KB | |
| Response to Comments | PDF - 255.84 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 2.4 MB | |
| Notice of Designation of Longer Period for Commission Action | PDF - 200.31 KB | |
| Notice of Filing of Amendment No. 1 | PDF - 152.11 KB | |
| Approval Order | PDF - 248.81 KB |