2023 Small Firm Conference

The Small Firm Conference focuses on small firms’ practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm topics with FINRA senior staff.

Session Recordings

Recordings of sessions are available to FINRA member firms and CRCP® graduates. View the recorded sessions from the 2023 FINRA Small Firm Conference. View the online brochure for a list of sessions and their descriptions. 

Agenda

View the brochure for the 2023 Small Firm Conference.

Location

Santa Monica, CA

Registration Fees

The 2023 FINRA Small Firm Conference was held October 25-26. Register now for the 2024 FINRA Small Firm Conference.

Exhibitor Opportunities

If you are interested in being an exhibitor at the 2024 Annual Conference, contact Jeff Arcuri via email.

Additional Information

Please direct questions about registration to (800) 321-6273 or via email.

Press

This event is not open to the media.