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Financial Crimes Spotlight Webinars

2023 FINRA Spotlight Webinar

The Financial Crimes Spotlight is a free webinar series hosted by FINRA’s Financial Intelligence Unit that focuses on how to detect and protect against emerging financial crimes and cyber-related threats and trends. 

These events are open to FINRA member firms only. Participants must provide their firm's broker-dealer number when registering.

Upcoming Webinars

Cybersecurity Advisory: Increasing Cybersecurity Risks at Third-Party Providers
Tuesday, October 29, 2024
4:30 p.m. – 5:15 p.m. ET
REGISTER NOW
Protecting Your Customers From Scams and Financial Fraud
Monday, November 11, 2024
4:30 p.m. – 5:15 p.m. ET
REGISTER NOW
Insider Threats
Wednesday, December 4, 2024 
4:30 p.m. – 5:15 p.m. ET
REGISTER NOW

On Demand Recordings

On demand recordings of prior webinars are made available to FINRA member firms and CRCP graduates. Register to listen to any session from the Fraud Spotlight series:

COMPLETE THE FORM BELOW

FINRA members should complete the form below and click "Submit" to proceed.

SIGN-UP

Don't know your firm's CRD#? Look it up in BrokerCheck.

COMPLETE THE FORM BELOW

FINRA members should complete the form below and click "Submit" to proceed.

SIGN-UP

Don't know your firm's CRD#? Look it up in BrokerCheck.

COMPLETE THE FORM BELOW

FINRA members should complete the form below and click "Submit" to proceed.

SIGN-UP

Don't know your firm's CRD#? Look it up in BrokerCheck.