Small Firm Conference Call: Senior and At-Risk Investors – Audio Recording

June 6, 2022

FINRA President and CEO Robert Cook and Vice President of Member Relations and Education Kayte Toczylowski are joined by senior staff to discuss senior and at-risk investors.

Speakers:

  • Robert Cook, FINRA President and Chief Executive Officer
  • Brooke Hickman, Director, Member Supervision
  • Christine Kieffer, Senior Director, Investor Education
  • Kayte Toczylowski, Vice President, Member Relations and Education
  • Jeanette Wingler, Associate General Counsel, Regulatory Practice & Policy

 

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